Comply
One platform and partner for firm and employee compliance in financial services
By Comply · HQ New York, US · 3.5/5 Value-Position score (estimate)
Positioning guardrails
Best for
- Private funds, hedge funds and private equity firms running firm and employee compliance programs
- Broker-dealers and investment banks with firm-wide and registered-representative obligations
- Wealth managers and RIAs needing registration support plus ongoing compliance monitoring
- Compliance teams that want technology combined with managed services and regulatory filing expertise
Ideal size: 3–50 compliance staff people · Regulated financial services firm with a formal compliance program
Not for
- Non-financial-services companies shopping for general-purpose GRC software
- Teams that want a self-serve, transparently priced tool they can buy online
- Firms unwilling to go through a demo-led enterprise sales process
- Buyers outside regulated securities and asset management workflows
Value metrics scorecard
Time-to-Value
6–8 weeks
~45 days to first production value
Total Cost of Ownership
On request
Quote-based enterprise pricing; no public price list on comply.com and pricing is not shown before a scheduled demo
Implementation Friction
3/5
Engineering + admin effort required
Value-Position score
out of 5 · model estimate
Full cost breakdown
Mandatory implementation fee
None
Seat tiers
Not published
Add-on costs
- Managed services for code-of-ethics administration
- Regulatory filing services
- Compliance review and ongoing consulting engagements
Company & support
Who is behind Comply, and how your team gets help once it is live.
Company
- Founded
- Not recorded
- Headquarters
- New York, US
How you get support
We haven’t recorded support channels for Comply yet. Nothing here means unverified — not absent.
Market position
Where Comply sits against its closest alternatives. Pick any two of cost, speed, friction and buyer score, and up to 9 companies to compare.
Quadrant view
Typical annual cost × Time-to-value
The lines cross at the median of the solutions shown, so about half sit on each side of each line.
Companies on the chart 6 / 10
- Comply
- Cypago
- Hummingbird
- Taktile
- Unit21
- AgentSync
Add or change companies
Up to 10 companies including Comply. Listed closest first.
Stack fit signal
Compatibility with standard B2B ecosystems.
Ships an official MCP server. Connects to Claude Code, Claude Desktop, ChatGPT connectors and Cursor out of the box.
AI & MCP readiness
What Comply ships in AI, and what it asks of your ecosystem.
Compliance attestations
* IAPP AIGP certifies individuals, not products. It means named staff hold the credential — not that the platform does.
Bottom line
Comply is a regulatory compliance platform and services partner for financial services firms — private funds, hedge funds, broker-dealers, investment banks, RIAs and insurers. It pairs software for firm and employee compliance (employee trading, disclosures, certifications) with managed services, regulatory filings and ongoing consulting. Pricing is quote-based with no public list, and rollout is vendor-led, so expect a demo-first enterprise sales cycle.
Frequently asked questions
What does Comply actually do?
Comply provides a compliance management platform plus services for financial services firms. The platform supports firm and employee compliance workflows such as employee trading, political contributions, outside business activities, marketing material review, disclosures and certifications. Around it, Comply sells regulatory filing services, compliance reviews, managed services for code-of-ethics administration and ongoing compliance support.
Which firms is Comply built for?
The vendor names private funds, investment banks, wealth management and RIAs, broker-dealers, hedge funds, private equity, institutional investors, trading firms and insurance companies. Buyers outside regulated securities or asset management generally will not fit the product's mandate or workflows.
How much does Comply cost?
Comply does not publish pricing or seat tiers; the site routes buyers to a scheduled demo with regulatory and technology experts. Expect a quote-based enterprise contract, with services such as managed code-of-ethics administration, regulatory filings and compliance consulting likely scoped and priced separately from the platform subscription. Confirm all fees in writing during evaluation.
Does Comply support AI assistants or MCP?
Comply publishes an explainer on Model Context Protocol servers, describing MCP as a channel that lets supervised employees run compliance workflows (preclearance, certifications, disclosures) from tools such as Teams, Slack or an AI assistant, with the existing rule engine and audit trail unchanged and a full audit-log entry per submission. Ask the vendor to confirm which workflows and MCP endpoints are generally available today.
What support is included?
Comply states that customer support is available 24/5, with in-house regulatory expertise, and directs existing customers to support contacts and platform portals. The public pages do not itemise support channels by plan, escalation paths or response-time SLAs, so negotiate these specifics in the contract.